| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUID | Common Stock | Options Exercise | $27,355 | +13,279 | +0.66% | $2.06 | 2,015,282 | 30 Jun 2022 | Direct | F6 |
| holding | AUID | Common Stock | 166,667 | 30 Jun 2022 | See Footnotes | F1, F2 | |||||
| holding | AUID | Common Stock | 11,667 | 30 Jun 2022 | See Footnotes | F1, F3 | |||||
| holding | AUID | Common Stock | 89,306 | 30 Jun 2022 | See Footnotes | F1, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AUID | Common Stock Purchase Warrant | 83,334 | 30 Jun 2022 | Common Stock | 83,334 | $4.50 | See footnotes | F1, F5 | |||||
| holding | AUID | Convertible Notes | 270,271 | 30 Jun 2022 | Common Stock | 270,271 | $3.70 | Direct |
| Id | Content |
|---|---|
| F1 | Stephen J. Garchik ("Mr. Garchik") disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. |
| F2 | Held by the Garchik Irrevocable 2019 Trust (the "2019 Trust") of which Mr. Garchik is a trustee |
| F3 | Held by Garchik Universal Limited Partnership, which Mr. Garchik jointly controls with his sister. |
| F4 | Held by Marla Garchik Irrevocable 2020 Trust (the "2020 Trust") of which Mr. Garchik is a beneficiary. |
| F5 | Held by the 2019 Trust. |
| F6 | The reporting person received 13,279 shares of common stock at a per share price of $2.06 as payment of interest for the quarter ended June 30, 2022 associated with the Senior Secured Convertible Note dated March 21, 2022. |