Key facts
- This page summarizes Michael A. Gorriz's Form 4 filing for Ipsidy Inc. (AUID).
- 1 reported transaction and 3 derivative rows are listed below.
- Accepted by SEC: 05 Jul 2022, 16:25.
Michael A. Gorriz - 30 Jun 2022 Form 4 Insider Report for Ipsidy Inc. (AUID)
- Reporting relationship
- Director
- Issuer ticker
- AUID
- Reported as of
- 30 Jun 2022
- Net transaction value
- +$2,736
- SEC form
- 4
- Accepted by SEC
- 05 Jul 2022, 16:25:55 UTC
- Prior SEC filing
- 23 Mar 2022
- Next SEC filing
- 22 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael A. Gorriz
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael A. Gorriz filed Form 4 for Ipsidy Inc. (AUID) on 05 Jul 2022.
Change
- Previous filing in this sequence was filed on 23 Mar 2022.
- Current net transaction value: +$2,736.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AUID
transaction
Common Stock, $.0001 par value
Options Exercise
- Transaction value
- $2,736
- Shares
- +915
- Change %
- +294%
- Price
- $2.99
- Shares after
- 1,226
- Date
- 30 Jun 2022
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AUID
holding
Derivative
Senior Secured Convertible Note
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27,027
- Date
- 30 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 27,027
- Exercise price
- $3.70
AUID
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,238
- Date
- 30 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 10,238
- Exercise price
- $15.16
- Footnotes
- F2
AUID
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,500
- Date
- 30 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 62,500
- Exercise price
- $7.80
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares vest annually in equal amounts over a three-year period.
Footnote F2
The shares vest monthly in equal amounts over a one-year period.
Footnote F3
The reporting person received 915 shares of common stock at a per share price of $2.99 as payment of interest for the quarter ended June 30, 2022 associated with the Senior Secured Convertible Note dated March 21, 2022.