Marian Walters - 24 May 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Marian Walters
Issuer symbol
RILY
Transactions as of
24 May 2022
Net transactions value
$0
Form type
4
Filing time
26 May 2022, 17:00:39 UTC
Previous filing
23 May 2022
Next filing
17 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +1,490 +139% $0.000000 2,564 24 May 2022 Direct F1
holding RILY Common Stock 5,701 24 May 2022 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.
F2 Held of record by the D AND M WALTERS FAMILY TRUST, DAVID ALLEN WALTERS AND MARIAN KROGIUS WALTERS, TTEES DTD 7/6/2020