Howard Weitzman - 24 May 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Issuer symbol
RILY
Transactions as of
24 May 2022
Net transactions value
-$130,987
Form type
4
Filing time
26 May 2022, 17:01:13 UTC
Previous filing
11 Feb 2022
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +2,746 +9.1% $0.000000 32,997 24 May 2022 Direct F1
transaction RILY Common Stock Tax liability $130,987 -2,643 -8% $49.56 30,354 24 May 2022 Direct F2
holding RILY Common Stock 7,500 24 May 2022 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.
F2 Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.
F3 Held by self-directed 401(k) Plan.