Howard Weitzman - May 24, 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Stock symbol
RILY
Transactions as of
May 24, 2022
Transactions value $
-$130,987
Form type
4
Date filed
5/26/2022, 05:01 PM
Previous filing
Feb 11, 2022
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +2.75K +9.08% $0.00 33K May 24, 2022 Direct F1
transaction RILY Common Stock Tax liability -$131K -2.64K -8.01% $49.56 30.4K May 24, 2022 Direct F2
holding RILY Common Stock 7.5K May 24, 2022 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.
F2 Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.
F3 Held by self-directed 401(k) Plan.