Bryant R. Riley - May 3, 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role: Chairman and Co-CEO, Director, 10%+ Owner
Signature: /s/ Bryant R. Riley
Stock symbol: RILY
Transactions as of: May 3, 2022
Transactions value $: $2,377,662
Form type: 4
Date filed: 5/3/2022, 03:14 PM
Previous filing: May 3, 2022
Next filing: May 10, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RILY	Common Stock	Purchase	$2.38M	+48.8K	+0.86%	$48.71	5.7M	May 3, 2022	Direct	F1, F2
holding	RILY	Common Stock						15.5K	May 3, 2022	UTMA account of S.R.	F3, F8
holding	RILY	Common Stock						15.5K	May 3, 2022	UTMA account of C.R.	F4, F8
holding	RILY	Common Stock						15.5K	May 3, 2022	UTMA account of A.R.	F5, F8
holding	RILY	Common Stock						15.5K	May 3, 2022	UTMA account of E.R.	F6, F8
holding	RILY	Common Stock						102K	May 3, 2022	By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley	F7
holding	RILY	Common Stock						200K	May 3, 2022	By the Robert Antin Children Irrevocable Trust	F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These transactions were executed in multiple trades at prices ranging from $47.315 to $49.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2	Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.
F3	The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian.
F4	The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F5	The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F6	The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F7	B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley was formerly known as "B. Riley & Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley."
F8	The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F9	Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The Reporting Person, as Trustee of the Trust, may be deemed to beneficially own the shares held by the Trust.