U.N. SDG Support LLC - Apr 27, 2022 Form 3 Insider Report for ClimateRock (CLRC)

Role: 10%+ Owner
Signature: /s/ Charles Ratelband, as managing member of U.N. SDG Support LLC, Authorized Signatory
Stock symbol: CLRC
Transactions as of: Apr 27, 2022
Transactions value $: $0
Form type: 3
Date filed: 4/27/2022, 08:05 PM
Next filing: May 6, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CLRC	Class B Ordinary Shares							Apr 27, 2022	Class A Ordinary Shares	2.16M		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As described in the issuer's registration statement on Form S-1 (File No. 333-263542) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B ordinary shares, par value $0.0001 per share, will automatically be converted into shares of Class A ordinary shares, par value $0.0001 per share, at the time of the completion of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2	These shares represent Class B ordinary shares held by U.N. SDG Support LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B ordinary shares owned by the Sponsor includes up to 281,250 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the issuer's Registration Statement.
F3	Charles Ratelband has voting and dispositive control over the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to beneficially own of the shares of Class B ordinary shares held directly by the Sponsor.