Key facts
- This page summarizes ECP ControlCo, LLC's Form 4 filing for Custom Truck One Source, Inc. (CTOS).
- 5 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 05 Apr 2022, 20:28.
ECP ControlCo, LLC - 17 May 2021 Form 4 Insider Report for Custom Truck One Source, Inc. (CTOS)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- CTOS
- Reported as of
- 17 May 2021
- Net transaction value
- +$21.52
- SEC form
- 4
- Accepted by SEC
- 05 Apr 2022, 20:28:43 UTC
- Next SEC filing
- 03 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- ECP ControlCo, LLC By: /s/ Rahman D'Argenio, Managing Member
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
ECP ControlCo, LLC filed Form 4 for Custom Truck One Source, Inc. (CTOS) on 05 Apr 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$21.52.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTOS
transaction
Common Stock
Options Exercise
- Transaction value
- $320,000
- Shares
- +80,000
- Change %
- +133%
- Price
- $4.00
- Shares after
- 140,000
- Date
- 17 May 2021
- Ownership
- See footnotes
- Footnotes
- F1, F5
CTOS
transaction
Common Stock
Tax liability
- Transaction value
- $319,978
- Shares
- -32,852
- Change %
- -23%
- Price
- $9.74
- Shares after
- 107,148
- Date
- 17 May 2021
- Ownership
- See footnotes
- Footnotes
- F1, F5
CTOS
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +13,631
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 120,779
- Date
- 01 Apr 2022
- Ownership
- See footnotes
- Footnotes
- F1, F2, F5
CTOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,738,988
- Date
- 17 May 2021
- Ownership
- See footnotes
- Footnotes
- F3, F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CTOS
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -80,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 17 May 2021
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 80,000
- Exercise price
- $4.00
- Footnotes
- F1, F5
CTOS
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -13,631
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Apr 2022
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 13,631
- Exercise price
- Footnotes
- F1, F3, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
Footnote F3
Represents securities held directly by 21,238,988 shares held by NESCO Holdings, LP and 4,500,000 shares held by ECP Cardinal Holdings, LP
Footnote F4
The general partner of each of ECP Cardinal Holdings, LP and NESCO Holdings, LP is NESCO Holdings GP, LLC. Energy Capital Partners III, LP, Energy Capital Partners III-A, LP, Energy Capital Partners III-B, LP, Energy Capital Partners III-C, LP, and Energy Capital Partners III-D, LP (together, the "ECP III Funds") and Energy Capital Partners III (NESCO Co-Invest), LP are the sole members of NESCO Holdings GP, LLC. Energy Capital Partners III, LLC is the general partner of (i) Energy Capital Partners GP III, LP, which is the general partner of each of the ECP III Funds, and (ii) Energy Capital Partners GP III Co-Investment (NESCO), LLC, which is the general partner of Energy Capital Partners III (NESCO Co-Invest), LP. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the shares of Common Stock held by ECP Cardinal Holdings, LP and Nesco Holdings LP.
Footnote F5
ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Footnote F6
The restricted stock units vested in full on April 1, 2022.