RANDALL E. PAULSON - 28 Feb 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Randall E. Paulson
Issuer symbol
RILY
Transactions as of
28 Feb 2022
Net transactions value
+$2,361,530
Form type
4
Filing time
02 Mar 2022, 08:09:57 UTC
Previous filing
14 Sep 2021
Next filing
03 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $1,172,830 +20,000 +17% $58.64 134,417 28 Feb 2022 Direct F1
transaction RILY Common Stock Purchase $1,188,700 +20,000 +15% $59.44 154,417 28 Feb 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $58.59 to $59.085. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.