Alfonso J. Cervantes JR - Feb 14, 2022 Form 3 Insider Report for SMART FOR LIFE, INC. (SMFL)

Signature
/s/ Alfonso J. Cervantes, Jr.
Stock symbol
SMFL
Transactions as of
Feb 14, 2022
Transactions value $
$0
Form type
3
Date filed
2/15/2022, 12:54 PM
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMFL Common Stock 1.75M Feb 14, 2022 Direct
holding SMFL Common Stock 6.39M Feb 14, 2022 Held by Trilogy Capital Group, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMFL Stock Option (right to buy) Feb 14, 2022 Common Stock 1M $0.01 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.