Greenrose Associates LLC - 03 Feb 2022 Form 4 Insider Report for Greenrose Holding Co Inc.

Role
10%+ Owner
Signature
/s/ William F. Harley III, Manager
Issuer symbol
N/A
Transactions as of
03 Feb 2022
Net transactions value
$0
Form type
4
Filing time
07 Feb 2022, 15:59:41 UTC

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNRS Greenrose Holding Company Inc Common Stock Purchase +685,289 +15% 5,217,789 03 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNRS Greenrose Holding Company Inc. private warrants Other +1,892,500 +143% 3,212,500 03 Feb 2022 Common Stock 1,892,500 $11.50 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Unregistered common stock and private warrants reported on this Form 4 were acquired in exchange for cancellation of promissory notes in the face amount of $3,235,000 payable to Reporting Person by Greenrose Holding Company Inc.
F2 Private warrants are not publicly traded.