Phillip Kumnick - Dec 29, 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role
Director
Signature
/s/ Phillip Kumnick
Stock symbol
AUID
Transactions as of
Dec 29, 2021
Transactions value $
$155,208
Form type
4
Date filed
1/3/2022, 04:00 PM
Previous filing
Nov 9, 2021
Next filing
Mar 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUID Common Stock, $.0001 par value 121K Dec 29, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $155K +10.2K $15.16 10.2K Dec 29, 2021 Common Stock, $0.0001 par value per share 10.2K $15.16 Direct F1
holding AUID Stock Options 292K Dec 29, 2021 Common Stock, $0.0001 par value per share 292K $7.20 Direct F2
holding AUID Stock Options 1.11M Dec 29, 2021 Common Stock, $0.0001 par value per share 1.11M $2.10 Direct
holding AUID Stock Options 100K Dec 29, 2021 Common Stock, $0.0001 par value per share 100K $1.65 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares vest monthly in equal amounts over a one-year period.
F2 283,334 of the shares vest upon meeting performance criteria.