Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ADIL | Common Stock | Purchase | $26.6K | +10K | +100% | $2.66 | 20K | Dec 30, 2021 | Direct | F1 |
transaction | ADIL | Common Stock | Purchase | $13.6K | +5K | +11.06% | $2.72 | 50.2K | Dec 30, 2021 | Ivy Cottage Group, LLC | F5 |
transaction | ADIL | Common Stock | Purchase | $27.1K | +10K | +40.58% | $2.71 | 34.6K | Dec 30, 2021 | Roth IRA FBO James W Newman, Jr. | F6, F8 |
holding | ADIL | Common Stock | 34.5K | Dec 30, 2021 | Roundtop Limited Partnership, LLP | F2 | |||||
holding | ADIL | Common Stock | 41.2K | Dec 30, 2021 | Newman GST Trust FBO James W. Newman Jr. | F3 | |||||
holding | ADIL | Common Stock | 153K | Dec 30, 2021 | Virga Ventures, LLC | F4 | |||||
holding | ADIL | Common Stock | 5K | Dec 30, 2021 | Courtney Newman | F7 |
Id | Content |
---|---|
F1 | The price reported in column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from $2.628 to $2.68, inclusive. The reporting person undertakes to provide Adial Pharmaceuticals, Inc., any security holder of Adial Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (6) of this Form 4. |
F2 | James W. Newman is the general partner of Roundtop Limited Partnership, LLP. |
F3 | James W. Newman is the trustee of the Newman GST Trust FBO James W. Neman Jr. |
F4 | James W. Newman is the sole member of Virga Ventures, LLC. |
F5 | James W. Newman is the general partner of Ivy Cottage Group, LLC. |
F6 | The price reported in column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from $2.655 to $2.72, inclusive. |
F7 | James W. Newman is the beneficiary of this Roth IRA. |
F8 | Courtney Newman is the daughter of James W. Newman, Jr. |