John E. Herzog - Nov 16, 2021 Form 4 Insider Report for OLB GROUP, INC. (OLB)

Role
10%+ Owner
Signature
/s/ John E. Herzog
Stock symbol
OLB
Transactions as of
Nov 16, 2021
Transactions value $
-$101,570
Form type
4
Date filed
12/14/2021, 08:06 PM
Previous filing
Dec 14, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OLB Common Stock Gift -5K -0.24% 2.08M Nov 17, 2021 Direct F1
transaction OLB Common Stock Gift -5K -0.24% 2.08M Nov 17, 2021 Direct F2
transaction OLB Common Stock Sale -$20.6K -5K -0.24% $4.11 2.07M Dec 10, 2021 Direct
transaction OLB Common Stock Sale -$20.5K -5K -0.24% $4.10 2.07M Dec 10, 2021 Direct
transaction OLB Common Stock Sale -$20.4K -5K -0.24% $4.08 2.06M Dec 10, 2021 Direct
transaction OLB Common Stock Sale -$24K -5.98K -0.29% $4.02 2.05M Dec 10, 2021 Direct
transaction OLB Common Stock Sale -$48 -12 0% $4.01 2.05M Dec 10, 2021 Direct
transaction OLB Common Stock Sale -$16K -4.01K -0.2% $4.00 2.05M Dec 10, 2021 Direct
holding OLB Common Stock 28.5K Nov 16, 2021 By John E. Herzog Revocable Trust u/a 02/07/2014By John E. Herzog Revocable Trust u/a 02/07/2014 F3
holding OLB Common Stock 2.7K Nov 16, 2021 Held in an Individual Retirement Account
holding OLB Common Stock 2.05M Nov 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OLB Series A Convertible Preferred Stock 3.61K Nov 16, 2021 Common Stock 401K $9.00 Direct F4
holding OLB Series A Warrants 803K Nov 16, 2021 Common Stock 803K $9.00 Direct
holding OLB Series B Warrants 201K Nov 16, 2021 Common Stock 201K $4.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Bona fide gift. No compensation was given to the donor for making this gift.
F2 Bona fide gift. No compensation was given to the donor for making this gift.
F3 These shares are held by John E Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as a trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014.
F4 The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's long term indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness.