Athena Technology Sponsor II, LLC - Dec 9, 2021 Form 3 Insider Report for Athena Technology Acquisition Corp. II (ATEK)

Role
10%+ Owner
Signature
By: /s/ Isabelle Freidheim Name: Isabelle Freidheim Title: Managing Member
Stock symbol
ATEK
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
3
Date filed
12/9/2021, 06:22 PM
Next filing
Jan 3, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATEK Class B Common Stock, par value $0.0001 Dec 9, 2021 Class A Common Stock 10.1M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in Athena Technology Acquisition Corp. II's (the "Issuer") registration statement on Form S-1 (File No. 333-261287), as amended (the "Registration Statement") and as described in the section entitled "Description of Securities.", the Class B common stock and private placement shares will automatically convert into shares of Class A common stock upon the consummation of our initial business combination on a one-for-one basis, subject to adjustment, and have no expiration date.
F2 These shares represent the Class B Common Stock held by Athena Technology Sponsor II LLC (the "Sponsor"), acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B Common Stocked owned by the Sponsor includes up to 1,312,500 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement.