Signature
/s/ Andreas Bodmeier
Issuer symbol
REFI
Transactions as of
07 Dec 2021
Net transactions value
$0
Form type
3
Filing time
07 Dec 2021, 20:56:53 UTC
Next filing
10 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding REFI Common Stock 6,427 07 Dec 2021 Direct F3
holding REFI Common Stock 6,745 07 Dec 2021 Held through ownership of interests in Chicago Atlantic Fund, LLC F1, F3
holding REFI Common Stock 6,622 07 Dec 2021 Held through ownership of interests in Chicago Atlantic Fund QP, LLC F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Included in the 6,745 shares are 1,775 shares held directly, and 4,970 shares held through Dr. Bodmeier's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
F2 Included in the 6,622 shares are 4,677 shares held directly, and 1,945 shares held through Dr. Bodmeier's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic QP Fund, LLC.
F3 All of the shares held by Dr. Bodmeier are subject to a 180-day lockup that ends on June 5, 2022.