Emily L. Pataki - Nov 16, 2021 Form 4 Insider Report for Ecoark Holdings, Inc. (BNMV)

Role: Director
Signature: /s/ Emily L. Pataki
Stock symbol: BNMV
Transactions as of: Nov 16, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/18/2021, 03:02 PM
Previous filing: Nov 18, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BNMV	Common Stock	Award	$0	+12.3K		$0.00	12.3K	Nov 16, 2021	Direct	F1
holding	BNMV	Common Stock						20K	Nov 16, 2021	By Theodore R. Pataki & Emily Lederer Pataki Jt Ten

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved in advance by the Board of Directors of the Issuer. The restricted stock units vest on November 10, 2022, subject to continued service as a director of the Issuer on the vesting date and execution of the Issuer's standard Restricted Stock Unit Agreement. Shares of common stock will be delivered to the Reporting Person upon the vesting of the restricted stock units. The restricted stock units were issued under the Issuer's 2017 Omnibus Incentive Plan.

Content

Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved in advance by the Board of Directors of the Issuer. The restricted stock units vest on November 10, 2022, subject to continued service as a director of the Issuer on the vesting date and execution of the Issuer's standard Restricted Stock Unit Agreement. Shares of common stock will be delivered to the Reporting Person upon the vesting of the restricted stock units. The restricted stock units were issued under the Issuer's 2017 Omnibus Incentive Plan.