Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$3.64K | -440 | -1.16% | $8.26 | 37.4K | Nov 16, 2021 | Common Stock, $0.01 par value | 275 | $40.00 | See footnote | F1, F2, F3, F14 |
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$4.45K | -536 | -1.43% | $8.30 | 36.9K | Nov 17, 2021 | Common Stock, $0.01 par value | 335 | $40.00 | See footnote | F1, F4, F5, F14 |
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$10.9K | -673 | -0.73% | $16.25 | 91.3K | Nov 16, 2021 | Common Stock, $0.01 par value | 992 | $16.96 | See footnote | F8, F9, F14 |
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$13.3K | -819 | -0.9% | $16.27 | 90.5K | Nov 17, 2021 | Common Stock, $0.01 par value | 1.21K | $16.96 | See footnote | F8, F10, F11, F14 |
holding | WHLR | Series B Convertible Preferred Stock | 185K | Nov 16, 2021 | Common Stock, $0.01 par value | 0 | $40.00 | See footnote | F1, F6, F14 | |||||
holding | WHLR | Series B Convertible Preferred Stock | 2.57K | Nov 16, 2021 | Common Stock, $0.01 par value | 0 | $40.00 | See footnote | F1, F7, F14 | |||||
holding | WHLR | Series D Cumulative Convertible Preferred Stock | 329K | Nov 16, 2021 | Common Stock, $0.01 par value | 0 | $16.96 | See footnote | F8, F12, F14 | |||||
holding | WHLR | Series D Cumulative Convertible Preferred Stock | 4.32K | Nov 16, 2021 | Common Stock, $0.01 par value | 0 | $16.96 | See footnote | F8, F13, F14 |
Id | Content |
---|---|
F1 | Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. |
F2 | This is the average price. The prices at which shares were actually sold range from $8.25 to $8.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,401 shares of Series B Convertible Preferred Stock (Series B). |
F4 | This is the average price. The prices at which shares were actually sold range from $8.26 to $8.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F5 | The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,865 shares of Series B Convertible Preferred Stock (Series B). |
F6 | Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA), and which continues to own 185,230 shares of Series B. |
F7 | Ownership of Steamboat Capital Partners II, LP (II) which continues to own 2568 shares of Series B. |
F8 | Convertible at any time, with no expiration date. |
F9 | The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,285 shares of Series D Cumulative Convertible Preferred Stock (Series D). |
F10 | This is the average price. The prices at which shares were actually sold range from $16.26 to $16.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F11 | The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 90,466 shares of Series D Cumulative Convertible Preferred Stock (Series D). |
F12 | Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA), and which continues to own 328,828 shares of Series D Cumulative Convertible Preferred Stock (Series D). |
F13 | Ownership of Steamboat Capital Partners II, LP (II) which continues to own 4319 shares of Series D Cumulative Convertible Preferred Stock (Series D). |
F14 | Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
The ticker symbol referenced in item 2 is the symbol for the Common Stock. The symbols for the securities in which transactions actually occurred are WHLRD and WHLRP.