| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TRIN | Common Stock | Purchase | $25.9K | +1.5K | +11.11% | $17.29 | 15K | Nov 12, 2021 | By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001 | F1, F2 |
| transaction | TRIN | Common Stock | Purchase | $24.9K | +1.44K | +9.6% | $17.32 | 16.4K | Nov 15, 2021 | By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001 | F2, F3 |
| holding | TRIN | Common Stock | 3.03K | Nov 12, 2021 | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $17.27 and $17.31 per share. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote. |
| F2 | On September 17, 2021, Mr. Zacharia filed a Form 4 (the "Prior Form 4") that inadvertently reported two rows of indirect ownership through The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001 (the "Trust"). Specifically, under Table I of the Prior Form 4, the second row thereunder reported indirect ownership of 11,500 shares of the Company's common stock and the third row thereunder reported indirect ownership of 13,500 shares of the Company's common stock. Such second row was inadvertently included due to administrative error. Accordingly, the Prior Form 4 is hereby corrected to reflect that Mr. Zacharia's indirect ownership consisted only of 13,500 shares of the Company's common stock through the Trust, as of the date of filing of the Prior Form 4. Further, following the transactions reported on this Form 4, Mr. Zacharia indirectly owns 16,440 shares of the Company's common stock through the Trust. |
| F3 | The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $17.29 and $17.33 per share. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote. |
| F4 | Includes restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, which restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders of the Company. |
| F5 | The Prior Form 4 inadvertently reported Mr. Zacharia's direct ownership as 11,793 shares due to administrative error. As of the date of filing of the Prior Form 4, Mr. Zacharia's direct ownership consisted only of 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Accordingly, such error is hereby corrected to reflect that Mr. Zacharia's direct ownership consisted only of such 3,033 restricted shares as of the date of filing of the Prior Form 4 and as of the date hereof . |
Sarah Stanton is signing on behalf of Mr. Zacharia pursuant to the power of attorney dated December 31, 2020, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Zacharia filed on December 31, 2020.