Jon Patrick Hunt - 11 Nov 2021 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role: Chief Business Officer
Signature: /s/ Jon Patrick Hunt
Issuer symbol: BEAT
Transactions as of: 11 Nov 2021
Net transactions value: +$100,699
Form type: 4
Filing time: 16 Nov 2021, 05:16:57 UTC
Previous filing: 12 Nov 2021
Next filing: 17 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BEAT	Common Stock	Options Exercise	$100,699	+23,976		$4.20	23,976	11 Nov 2021	See footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BEAT	Common Stock Option (right to buy)	Award	$0	+87,000		$0.000000	87,000	12 Nov 2021	Common Stock	87,000	$4.25	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares purchased from conversion of convertible note, principal and interest of $100,699.
F2	The underlying common stock is held by Jon P and Christine M Hunt.
F3	The option will vest and become exercisable with respect to 25% of the shares on the first anniversary of the vesting commencement date September 15, 2021 and one forty-eighth (1/48th) of the shares subject to the option shall vest each calendar month thereafter on the same day of the month as the vesting commencement date, such that 100% of the shares subject to the option will be fully vested and exercisable on August 15, 2025.