Richard Brounstein - Nov 11, 2021 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Richard Brounstein
Stock symbol
BEAT
Transactions as of
Nov 11, 2021
Transactions value $
$182,577
Form type
4
Date filed
11/15/2021, 09:00 PM
Previous filing
Nov 12, 2021
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEAT Common Stock Options Exercise $81.8K +19.5K +30.96% $4.20 82.3K Nov 11, 2021 See Footnote F1, F2
transaction BEAT Common Stock Options Exercise $40.9K +9.73K +11.82% $4.20 92.1K Nov 11, 2021 See Footnote F3, F4
transaction BEAT Common Stock Purchase $30K +5K +5.43% $5.99 97.1K Nov 11, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BEAT Warrant (right to buy) Award $30K +5K $6.00 5K Nov 11, 2021 Common Stock 5K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares purchased from conversion of convertible note, principal and interest of $81,753.
F2 The underlying common stock is held by the R and S Brounstein Living Trust, of which the Reporting Person is a Trustee.
F3 Represents shares purchased from conversion of convertible note, principal and interest of $40,874.
F4 The underlying common stock is held by CTRLCFO, LLC, of which the Reporting Person is the Manager.
F5 The underlying warrant granted to the reporting person represents the right to purchase one share of common stock of HeartBeam, Inc.