Marga Ortigas-Wedekind - 11 Nov 2021 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role
Director
Signature
/s/ Marga Ortigas-Wedekind
Issuer symbol
BEAT
Transactions as of
11 Nov 2021
Net transactions value
+$140,771
Form type
4
Filing time
15 Nov 2021, 20:59:26 UTC
Previous filing
12 Nov 2021
Next filing
19 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEAT Common Stock Options Exercise $32,861 +7,824 $4.20 7,824 11 Nov 2021 See Footnote F1, F2
transaction BEAT Common Stock Purchase $53,910 +9,000 +115% $5.99 16,824 11 Nov 2021 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BEAT Warrant (right to buy) Award $54,000 +9,000 $6.00 9,000 11 Nov 2021 Common Stock 9,000 See Footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares purchased from conversion of convertible note, principal and interest of $32,861.
F2 The underlying common stock is held by the Wedekind Living Trust, of which the Reporting Person is the trustee.
F3 The underlying warrant granted to the reporting person represents the right to purchase one share of common stock of HeartBeam, Inc.
F4 The underlying warrant is held by the Wedekind Living Trust, of which the Reporting Person is the trustee.