Christian Noel - 11 Nov 2021 Form 4 Insider Report for Cryomass Technologies, Inc. (CRYM)

Role
Chief Executive Officer, Director
Signature
/s/ Christian Noel
Issuer symbol
CRYM
Transactions as of
11 Nov 2021
Net transactions value
+$202,000
Form type
4
Filing time
12 Nov 2021, 14:35:41 UTC
Next filing
10 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRYM Common Stock Purchase $50,000 +250,000 +4.2% $0.2000 6,250,000 11 Nov 2021 Direct
transaction CRYM Common Stock Purchase $152,000 +760,000 +12% $0.2000 7,010,000 11 Nov 2021 By Trichome Capital Inc F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRYM Warrant Purchase +250,000 250,000 11 Nov 2021 Common Stock 250,000 $0.4000 Direct F2
transaction CRYM Warrant Purchase +760,000 +304% 1,010,000 11 Nov 2021 Common Stock 760,000 $0.4000 By Trichome Capital Inc F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Trichome Capital Inc is a Quebec corporation 100% owned by reporting Person Christian Noel.
F2 The purchase reflects a Unit purchase, each Unit consisting of (a) 10,000 shares of common stock at a price of $0.20 per share and (b) one common stock purchase warrant exercisable to purchase 10,000 additional shares of common stock of the corporation (each such additional share a "Warrant Share") at an exercise price of $0.40 per Warrant Share. For the purposes of this report no purchase price has been attributed to the warrant.