Sean P. Fontenot - 15 Sep 2021 Form 3 Insider Report for CalEthos, Inc. (GEDC)

Role
10%+ Owner
Signature
/s/ Sean P. Fontenot
Issuer symbol
GEDC
Transactions as of
15 Sep 2021
Net transactions value
$0
Form type
3
Filing time
09 Nov 2021, 08:44:21 UTC
Next filing
03 Jan 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BUUZ 10% OID Convertible Promissory Note 15 Sep 2021 Common Stock 3,080,000 $1.25 See Footnote F1
holding BUUZ Series A Stock Purchase Warrant 15 Sep 2021 Common Stock $1,540,000 $1.87 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are owned by Nanosha Investments LLC, a company of which the reporting person is the principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Remarks:

*Subsequent to the event date in Box 2 above, on 10/7/21, the reporting person was elected to the Issuer's Board of Directors and his additional insider status will be reflected on future filings on Form 4.