Sean P. Fontenot - Sep 15, 2021 Form 3 Insider Report for CalEthos, Inc. (BUUZ)

Role: 10%+ Owner
Signature: /s/ Sean P. Fontenot
Stock symbol: BUUZ
Transactions as of: Sep 15, 2021
Transactions value $: $0
Form type: 3
Date filed: 11/9/2021, 08:44 AM
Next filing: Jan 3, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BUUZ	10% OID Convertible Promissory Note							Sep 15, 2021	Common Stock	3.08M	$1.25	See Footnote	F1
holding	BUUZ	Series A Stock Purchase Warrant							Sep 15, 2021	Common Stock	$1.54M	$1.87	See Footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported securities are owned by Nanosha Investments LLC, a company of which the reporting person is the principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Remarks:

*Subsequent to the event date in Box 2 above, on 10/7/21, the reporting person was elected to the Issuer's Board of Directors and his additional insider status will be reflected on future filings on Form 4.