SPARTACUS SPONSOR LLC - 26 Oct 2021 Form 4 Insider Report for Spartacus Acquisition Corp

Role: 10%+ Owner
Signature: /s/ Igor Volshteyn, as President and Chief Executive Officer of CCUR Holdings, Inc., a managing member of Spartacus Sponsor LLC Authorized Signatory
Issuer symbol: N/A
Transactions as of: 26 Oct 2021
Net transactions value: $0
Form type: 4
Filing time: 28 Oct 2021, 21:55:13 UTC
Previous filing: 28 Oct 2021
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TMTS	Warrants	Other		-8,104,244	-100%		0	26 Oct 2021	Class A Comon Stock	8,104,244	$11.50	Direct	F1, F2, F3
transaction	TMTS	Class B Common Stock	Other		-754,502	-15%		4,245,498	26 Oct 2021	Class A Comon Stock	754,502		Direct	F4, F5, F6
transaction	TMTS	Class B Common Stock	Other		-100,000	-2.4%		4,145,498	27 Oct 2021	Class A Comon Stock	100,000		Direct	F4, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
F2	The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
F3	The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.
F4	As described in the issuer's registration statement on Form S-1 (File No. 333-249100) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F5	Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
F6	MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.