Neil S. Subin - Oct 26, 2021 Form 4 Insider Report for Spartacus Acquisition Corp (TMTS)

Role: 10%+ Owner
Signature: /s/ Neil Subin, as sole member of MILFAM CI Management LLC, the manager of MILFAM CI LLC Spartacus, a managing member of Spartacus Sponsor LLC, Authorized Signatory
Stock symbol: TMTS
Transactions as of: Oct 26, 2021
Transactions value $: $11,050,000
Form type: 4
Date filed: 10/28/2021, 09:49 PM
Previous filing: Aug 12, 2021
Next filing: Jun 15, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMTS	Class A Common Stock	Purchase	$11.1M	+1.11M	+221%	$10.00	1.61M	Oct 28, 2021	See Footnote	F1, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TMTS	Warrants	Other		-8.1M	-100%		0	Oct 26, 2021	Class A Comon Stock	8.1M	$11.50	See Footnote	F2, F3, F4, F7
transaction	TMTS	Warrants	Other		+3.89M	+1556.03%		4.14M	Oct 26, 2021	Class A Comon Stock	3.89M	$11.50	See Footnote	F1, F2, F3, F4, F8
transaction	TMTS	Class B Common Stock	Other		-755K	-15.09%		4.25M	Oct 26, 2021	Class A Comon Stock	755K		See Footnote	F5, F6, F7
transaction	TMTS	Class B Common Stock	Other		-100K	-2.36%		4.15M	Oct 27, 2021	Class A Comon Stock	100K		See Footnote	F5, F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Held by MILFAM Investments LLC. Mr. Subin is the President and Manager of MILFAM LLC, which serves as manager of Milfam Investments LLC.
F2	Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
F3	The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
F4	The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.
F5	As described in the issuer's registration statement on Form S-1 (File No. 333-249100) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F6	Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
F7	MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F8	Includes 250,000 warrants are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50).
F9	Includes 500,000 shares of Class A common stock are underlying units (each unit consisting of one share of Class A common stock and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock at a price of $11.50).