Manuel D. Medina - Oct 12, 2021 Form 3 Insider Report for Appgate, Inc. (APGT)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Jeremy M. Dale, Attorney-in-Fact
Stock symbol
APGT
Transactions as of
Oct 12, 2021
Transactions value $
$0
Form type
3
Date filed
10/22/2021, 04:42 PM
Previous filing
Oct 5, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding APGT Common Stock, par value $0.001 per share 117M Oct 12, 2021 By SIS Holdings LP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Medina Capital Fund II - SIS Holdco, L.P. ("Medina Stockholder") has the right to nominate certain members of the board of directors of SIS Holdings GP, LLC subject to majority control of the board by BCEC - SIS Holdings L.P. Medina Capital Fund II - SIS Holdco GP, LLC, which is ultimately controlled by Manuel D. Medina, is the general partner of the Medina Stockholder. As a result, Mr. Medina and each of the foregoing entities may be deemed to share beneficial ownership over securities owned by the Medina Stockholder, through its interest in SIS Holdings LP. Mr. Medina disclaims beneficial ownership of all shares of common stock owned by the Medina Stockholder, through its interest in SIS Holdings LP, except to the extent of his pecuniary interest therein.

Remarks:

See Exhibit 24.1 - Power of Attorney