George J. Schultze - Oct 7, 2021 Form 3 Insider Report for Schultze Special Purpose Acquisition Corp. II (SAMA)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Alan I. Annex, Attorney-in-Fact
Stock symbol
SAMA
Transactions as of
Oct 7, 2021
Transactions value $
$0
Form type
3
Date filed
10/7/2021, 08:17 PM
Next filing
Oct 25, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SAMA Class B common stock Oct 7, 2021 Class A common stock 3.91M See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-254018) and have no expiration date.
F2 Includes up to 526,500 shares subject to forfeiture by Schultze Special Purpose Acquisition Sponsor II, LLC (the "Sponsor") depending on the extent to which the underwriters' over-allotment option to purchase additional units is exercised.
F3 The shares are held directly by the Sponsor and indirectly by George J. Schultze, who controls both Schultze Asset Management, LP, the manager of the Sponsor, and Schultze Master Fund, Ltd, the majority owner of the Sponsor. Mr. Schultze disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Remarks:

See Exhibit 24.1 - Power of Attorney