Andrei Karkar - Sep 30, 2021 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Director, 10%+ Owner
Signature
/s/ Jaime Lee, Attorney-in-Fact
Stock symbol
TMC
Transactions as of
Sep 30, 2021
Transactions value $
$9,999,939
Form type
4
Date filed
10/1/2021, 08:16 AM
Previous filing
Sep 15, 2021
Next filing
Dec 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Purchase $10M +2.25M +5.68% $4.44 41.9M Sep 30, 2021 Eras Capital LLC F1, F2
holding TMC Common Shares 8.03K Sep 30, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held directly by ERAS Capital LLC ("ERAS"). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
F2 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.12 to $4.61 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.