Walter Roloson - Sep 28, 2021 Form 3 Insider Report for Hennessy Capital Investment Corp. VI (HCVI)

Role
Director
Signature
/s/ Nicholas A. Petruska as attorney-in-fact for Walter Roloson
Stock symbol
HCVI
Transactions as of
Sep 28, 2021
Transactions value $
$0
Form type
3
Date filed
9/28/2021, 09:29 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HCVI Class B Common Stock Sep 28, 2021 Class A Common Stock 25K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the registrant's registration statement on Form S-1 (File No. 333-254062) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2 The reporting person also has pecuniary interests in shares of Class B common stock through his membership interest in Hennessy Capital Partners VI LLC, over which the reporting person does not have voting or dispositive control.