-
Signature
-
/s/ Scott Leonard as Manager
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Stock symbol
-
TMC
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Transactions as of
-
Sep 9, 2021
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Transactions value $
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$0
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Form type
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4
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Date filed
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9/10/2021, 07:43 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
TMC |
Common Shares |
Options Exercise |
|
+7.41M |
|
|
7.41M |
Sep 9, 2021 |
Direct |
F1 |
transaction |
TMC |
Common Shares |
Disposed to Issuer |
|
-741K |
-10% |
|
6.67M |
Sep 9, 2021 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
TMC |
Class B ordinary shares |
Options Exercise |
|
-7.41M |
-100% |
|
0 |
Sep 9, 2021 |
Class A ordinary shares |
7.41M |
|
Direct |
F1 |
transaction |
TMC |
Class I Special Shares |
Award |
|
+500K |
|
|
500K |
Sep 9, 2021 |
Common Shares |
500K |
|
Direct |
F2 |
transaction |
TMC |
Class J Special Shares |
Award |
|
+741K |
|
|
741K |
Sep 9, 2021 |
Common Shares |
741K |
|
Direct |
F2 |
transaction |
TMC |
Warrants to purchase Common Shares |
Other |
|
+9.5M |
|
|
9.5M |
Sep 9, 2021 |
Common Shares |
9.5M |
$11.50 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Sustainable Opportunities Holdings LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses: