Rick Gaenzle - Sep 9, 2021 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Former Director
Signature
/s/ Scott Leonard as Attorney-in-Fact
Stock symbol
TMC
Transactions as of
Sep 9, 2021
Transactions value $
$0
Form type
4
Date filed
9/10/2021, 07:38 PM
Next filing
Oct 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Options Exercise +30K 30K Sep 9, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMC Class B ordinary shares Options Exercise $0 -30K -100% $0.00* 0 Sep 9, 2021 Class A ordinary shares 30K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Rick Gaenzle is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.