Bradley L. Radoff - 07 Sep 2021 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
Other*
Signature
/s/ Bradley Radoff
Issuer symbol
RMCF
Transactions as of
07 Sep 2021
Net transactions value
+$550,514
Form type
4
Filing time
09 Sep 2021, 18:06:15 UTC
Previous filing
03 Sep 2021
Next filing
15 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Purchase $102,074 +12,448 +3.4% $8.20 379,337 07 Sep 2021 Direct F1
transaction RMCF Common Stock Purchase $211,720 +25,663 +6.8% $8.25 405,000 08 Sep 2021 Direct F1
transaction RMCF Common Stock Purchase $236,720 +28,624 +7.1% $8.27 433,624 09 Sep 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities reported herein are owned solely by Bradley Radoff, who is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Andrew Berger, Mary Kennedy Thompson, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock.