Kenges Rakishev - Sep 2, 2021 Form 3 Insider Report for Oxus Acquisition Corp. (OXUS)

Role
Director, 10%+ Owner
Signature
/s/ Jason T. Simon, Attorney-in-Fact
Stock symbol
OXUS
Transactions as of
Sep 2, 2021
Transactions value $
$0
Form type
3
Date filed
9/2/2021, 08:54 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OXUS Class B ordinary shares Sep 2, 2021 Class A ordinary shares 4.16M See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Class B ordinary shares have no expiration date and will automatically convert into shares of Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-258183).
F2 Includes up to 562,500 shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised, if at all.
F3 The securities are held directly by Oxus Capital PTE. LTD., the sponsor of the issuer (the "Sponsor"). Kenges Rakishev indirectly controls the Sponsor, and may be deemed to beneficially own the securities held by the Sponsor. Mr. Rakishev disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein.

Remarks:

See Exhibit 24.1 - Power of Attorney