Bradley L. Radoff - Aug 31, 2021 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
Other*
Signature
/s/ Bradley Radoff
Stock symbol
RMCF
Transactions as of
Aug 31, 2021
Transactions value $
$291,160
Form type
4
Date filed
9/2/2021, 06:19 PM
Previous filing
Aug 30, 2021
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Purchase $276K +35K +10.61% $7.89 365K Aug 31, 2021 Direct F1
transaction RMCF Common Stock Purchase $15K +1.89K +0.52% $7.95 367K Sep 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities reported herein are owned solely by Bradley Radoff, who is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Andrew Berger, Mary Kennedy Thompson, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock.