AB Value Management LLC - Aug 15, 2021 Form 3 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
Other*
Signature
/s/ Andrew Berger, Manager of AB Value Management LLC
Stock symbol
RMCF
Transactions as of
Aug 15, 2021
Transactions value $
$0
Form type
3
Date filed
8/30/2021, 09:14 PM
Previous filing
Jun 8, 2021
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RMCF Common Stock 460K Aug 15, 2021 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 AB Value Management LLC is a member of a "group" with AB Value Partners, LP, Bradley Radoff, Andrew Berger, Mary Kennedy Thompson, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock.
F2 224,855 of the shares reported herein are owned directly by AB Value Partners, LP, a limited partnership of which AB Value Management LLC is the general partner. 235,334 of the shares reported herein are owned directly by a managed account (the "Managed Account"), of which AB Value Management LLC is the manager. AB Value Management LLC may be deemed to beneficially own the shares owned directly by AB Value Partners, LP and the Managed Account by virtue of its relationship with AB Value Partners, LP and the Managed Account.