Andrew Moore - Aug 17, 2021 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
CEO B. Riley Securities, Inc.
Signature
/s/ Andrew Moore
Stock symbol
RILY
Transactions as of
Aug 17, 2021
Transactions value $
$339,742
Form type
4
Date filed
8/17/2021, 03:08 PM
Previous filing
Jun 2, 2021
Next filing
Sep 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $21.2K +331 +0.14% $64.18 229K Jun 30, 2021 Direct F1
transaction RILY Common Stock Purchase $319K +5K +2.22% $63.70 230K Aug 17, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 These transactions were executed in multiple trades at prices ranging from $63.30 to $63.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.