Michael E. Recca - 30 Jul 2021 Form 4 Insider Report for AIR INDUSTRIES GROUP (AIRI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Aug 2021, 16:43:57 UTC
Next SEC filing
13 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael E. Recca

Key filing fact

Michael E. Recca filed Form 4 for AIR INDUSTRIES GROUP (AIRI) on 03 Aug 2021.

Key facts

  • This page summarizes Michael E. Recca's Form 4 filing for AIR INDUSTRIES GROUP (AIRI).
  • 1 reported transaction and 5 derivative rows are listed below.
  • Accepted by SEC: 03 Aug 2021, 16:43.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AIRI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
30 Jul 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AIRI transaction Derivative

Stock options

Award

Transaction value
$0
Shares
+125,000
Change %
Price
$0.000000
Shares after
125,000
Date
30 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
125,000
Exercise price
$1.22
Footnotes
F1
AIRI holding Derivative

Stock options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
75,000
Date
30 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
75,000
Exercise price
$1.39
Footnotes
F2
AIRI holding Derivative

Stock options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100,000
Date
30 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$1.03
Footnotes
F3
AIRI holding Derivative

Stock options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
90,000
Date
30 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
90,000
Exercise price
$0.8800
AIRI holding Derivative

Stock options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
30 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$1.42
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Vests as to 41,667 shares on each of July 30, 2021 and July 31, 2022 and an additional 41,666 shares on July 31, 2023.

Footnote F2

Vests in equal annual installments of 25,000 shares commencing March 24, 2021.

Footnote F3

Vests as to 33,334 shares on March 25, 2020, and an additional 33,333 shares on each of March 25, 2021 and March 25, 2022.

Footnote F4

Vests in annual installments of 10,000 shares commencing July 24, 2018.

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