AHAC Sponsor III LLC - Jul 26, 2021 Form 3 Insider Report for ALPHA HEALTHCARE ACQUISITION CORP III (ALPA)

Role
10%+ Owner
Signature
AHAC Sponsor III LLC Rajiv Shukla, as Managing Member /s/ Rajiv Shukla
Stock symbol
ALPA
Transactions as of
Jul 26, 2021
Transactions value $
$0
Form type
3
Date filed
7/27/2021, 02:59 PM
Next filing
Aug 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALPA Class B Common Stock Jul 26, 2021 Class A Common Stock 4.31M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the registrant's registration statement on Form S-1 (File No. 333-253876) under the heading "Description of Securities ", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis subject to certain adjustments and have no expiration date.
F2 This Form 3 is being filed by AHAC Sponsor III LLC (the "Sponsor"), and represents shares of Class B common stock acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 562,500 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise in full their over-allotment option as described in the registrant's registration statement on Form S-1. Rajiv Shukla, the issuer's Chief Executive Officer, is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. Mr. Shukla disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.