Key facts
- This page summarizes Robert F. Taglich's Form 4 filing for AIR INDUSTRIES GROUP (AIRI).
- 0 reported transactions and 15 derivative rows are listed below.
- Accepted by SEC: 08 Jul 2021, 16:25.
Robert F. Taglich - 07 Jul 2021 Form 4 Insider Report for AIR INDUSTRIES GROUP (AIRI)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- AIRI
- Reported as of
- 07 Jul 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Jul 2021, 16:25:46 UTC
- Prior SEC filing
- 18 May 2021
- Next SEC filing
- 10 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert F. Taglich
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert F. Taglich filed Form 4 for AIR INDUSTRIES GROUP (AIRI) on 08 Jul 2021.
Change
- Previous filing in this sequence was filed on 18 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,918
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,029
- Exercise price
- $3.00
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 19,230
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,230
- Exercise price
- $3.71
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,692
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,692
- Exercise price
- $3.30
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 39,262
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,344
- Exercise price
- $3.00
- Footnotes
- F2
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 51,802
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,540
- Exercise price
- $3.00
- Footnotes
- F2
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,500
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- $4.45
- Footnotes
- F2
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,542
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,374
- Exercise price
- $3.30
- Footnotes
- F2
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,306
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,306
- Exercise price
- $3.78
- Footnotes
- F2
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 869
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 869
- Exercise price
- $4.00
- Footnotes
- F2
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 98,590
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 98,590
- Exercise price
- $1.50
- Footnotes
- F3, F4
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,000
- Date
- 07 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,000
- Exercise price
- $1.50
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,436
- Date
- 07 Jul 2021
- Ownership
- See Note
- Underlying class
- Common Stock
- Underlying amount
- 2,436
- Exercise price
- $5.00
- Footnotes
- F1
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,416
- Date
- 07 Jul 2021
- Ownership
- See Note
- Underlying class
- Common Stock
- Underlying amount
- 3,416
- Exercise price
- $3.30
- Footnotes
- F5
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,354
- Date
- 07 Jul 2021
- Ownership
- See Note
- Underlying class
- Common Stock
- Underlying amount
- 3,354
- Exercise price
- $3.78
- Footnotes
- F5
AIRI
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 615
- Date
- 07 Jul 2021
- Ownership
- See Note
- Underlying class
- Common Stock
- Underlying amount
- 615
- Exercise price
- $4.00
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Custodian for children under NY UGMA.
Footnote F2
Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director.
Footnote F3
Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant.
Footnote F4
Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018.
Footnote F5
Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% convertible notes, in lieu of cash payment of commissions.