Howard Dvorkin - 31 Mar 2019 Form 4 Insider Report for FlexShopper, Inc. (FPAY)

Role
Director, 10%+ Owner
Signature
/s/ Howard Dvorkin by H. Russell Heiser Jr, as attorney-in-fact
Issuer symbol
FPAY
Transactions as of
31 Mar 2019
Net transactions value
+$2,346,800
Form type
4
Filing time
02 Jul 2021, 16:02:11 UTC
Next filing
26 Jul 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FPAY Warrants (right to buy) Award $50,000 +40,000 $1.25* 40,000 31 Mar 2019 Common Stock 40,000 $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $50,000 +40,000 $1.25* 40,000 30 Apr 2019 Common Stock 40,000 $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $50,000 +40,000 $1.25* 40,000 31 May 2019 Common Stock 40,000 $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $50,000 +40,000 $1.25* 40,000 30 Jun 2019 Common Stock 40,000 $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $70,400 +40,000 $1.76* 40,000 31 Jul 2019 Common Stock 40,000 $1.76 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $80,000 +40,000 $2.00* 40,000 31 Aug 2019 Common Stock 40,000 $2.00 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $67,600 +40,000 $1.69 40,000 30 Sep 2019 Common Stock 40,000 $1.69 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $61,600 +40,000 $1.54 40,000 31 Oct 2019 Common Stock 40,000 $1.54 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $80,400 +40,000 $2.01 40,000 30 Nov 2019 Common Stock 40,000 $2.01 See footnote F1, F2
transaction FPAY Warrants (right to buy) Other $19,600 -10,000 -25% $1.96 30,000 30 Nov 2019 Common Stock 10,000 $1.96 See footnote F2, F3
transaction FPAY Warrants (right to buy) Award $111,200 +40,000 $2.78 40,000 31 Dec 2019 Common Stock 40,000 $2.78 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $101,200 +40,000 $2.53 40,000 31 Jan 2020 Common Stock 40,000 $2.53 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $117,200 +40,000 $2.93 40,000 29 Feb 2020 Common Stock 40,000 $2.93 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $56,000 +40,000 $1.40 40,000 31 Mar 2020 Common Stock 40,000 $1.40 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $53,600 +40,000 $1.34 40,000 30 Apr 2020 Common Stock 40,000 $1.34 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $69,600 +40,000 $1.74 40,000 31 May 2020 Common Stock 40,000 $1.74 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $76,400 +40,000 $1.91 40,000 30 Jun 2020 Common Stock 40,000 $1.91 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $64,800 +40,000 $1.62 40,000 31 Jul 2020 Common Stock 40,000 $1.62 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $98,000 +40,000 $2.45 40,000 31 Aug 2020 Common Stock 40,000 $2.45 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $78,000 +40,000 $1.95 40,000 30 Sep 2020 Common Stock 40,000 $1.95 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $67,200 +40,000 $1.68 40,000 31 Oct 2020 Common Stock 40,000 $1.68 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $83,200 +40,000 $2.08 40,000 30 Nov 2020 Common Stock 40,000 $2.08 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $102,800 +40,000 $2.57 40,000 31 Dec 2020 Common Stock 40,000 $2.57 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $123,600 +40,000 $3.09 40,000 31 Jan 2021 Common Stock 40,000 $3.09 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $126,800 +40,000 $3.17 40,000 28 Feb 2021 Common Stock 40,000 $3.17 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $115,600 +40,000 $2.89 40,000 31 Mar 2021 Common Stock 40,000 $2.89 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $111,600 +40,000 $2.79 40,000 30 Apr 2021 Common Stock 40,000 $2.79 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $118,800 +40,000 $2.97 40,000 31 May 2021 Common Stock 40,000 $2.97 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $130,800 +40,000 $3.27 40,000 30 Jun 2021 Common Stock 40,000 $3.27 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded pursuant to that certain Consulting Agreement, dated February 19, 2019, by and between the Issuer and XLR8 Capital Partners, LLC, as amended on August 30, 2020.
F2 Held by PITA Holdings, LLC ("PITA"). The manager of PITA is Beta Investment Group, Inc., of which the reporting person is the President. The reporting person disclaims beneficial ownership of the securities of the Issuer held of record by PITA except to the extent of his pecuniary interest therein.
F3 Consists of warrants owned by PITA which were assigned without consideration to unrelated parties.