Mark N. Tompkins - 22 Jun 2021 Form 4 Insider Report for Aeluma, Inc. (ALMU)

Role
Former Director, 10%+ Owner
Signature
/s/ Mark N. Tompkins
Issuer symbol
ALMU
Transactions as of
22 Jun 2021
Net transactions value
+$715,000
Form type
4
Filing time
29 Jun 2021, 21:30:31 UTC
Previous filing
23 Jun 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMU Common stock, par value $0.0001 per share Purchase $500,000 +250,000 +11% $2.00 2,525,000 22 Jun 2021 Direct F1
transaction ALMU Common stock, par value $0.0001 per share Purchase $215,000 +107,500 +4.3% $2.00 2,632,500 25 Jun 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased in the initial closing of the Issuer's private placement offering held on June 22, 2021.
F2 These shares were purchased in a second closing of the Issuer's private placement offering held on June 25, 2021.