Gary A. Simanson - 29 Jun 2021 Form 3 Insider Report for Thunder Bridge Capital Partners IV, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
29 Jun 2021, 21:07:33 UTC
Prior SEC filing
14 Jun 2021
Next SEC filing
09 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Gary A. Simanson

Key filing fact

Gary A. Simanson filed Form 3 for Thunder Bridge Capital Partners IV, Inc. on 29 Jun 2021.

Key facts

  • This page summarizes Gary A. Simanson's Form 3 filing for Thunder Bridge Capital Partners IV, Inc..
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Jun 2021, 21:07.

Change

  • Previous filing in this sequence was filed on 14 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

THCP holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
29 Jun 2021
Ownership
See Footnote
Underlying class
Class A Common Stock
Underlying amount
6,468,750
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

As described in the registrant's registration statement on Form S-1 (File No. 333-254359) under the heading "Description of Securities--Founder Shares", the Class B common stock will automatically convert into Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

Footnote F2

These shares represent Class B common stock held by TBCP IV, LLC (the "Sponsor") acquired pursuant to a subscription agreement dated as of January 7, 2021 by and between the Sponsor and the registrant. Gary A. Simanson, the President and Chief Executive Officer of the registrant, is the managing member of the Sponsor. Mr. Simanson has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. These shares include an aggregate of 843,750 shares that are subject to forfeiture to the extent that the underwriter's do not exercise their overallotment option in connection with the registrant's initial public offering in full.

Footnote F3

Mr. Simanson may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor, as its managing member. Mr. Simanson disclaims beneficial ownership of the common stock held by the Sponsor other than to the extent of his pecuniary interest in such shares.

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