Simanson Gary A - Jun 29, 2021 Form 3 Insider Report for Thunder Bridge Capital Partners IV, Inc. (THCP)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Gary A. Simanson
Stock symbol
THCP
Transactions as of
Jun 29, 2021
Transactions value $
$0
Form type
3
Date filed
6/29/2021, 09:07 PM
Previous filing
Jun 14, 2021
Next filing
Aug 9, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding THCP Class B Common Stock Jun 29, 2021 Class A Common Stock 6.47M See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the registrant's registration statement on Form S-1 (File No. 333-254359) under the heading "Description of Securities--Founder Shares", the Class B common stock will automatically convert into Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2 These shares represent Class B common stock held by TBCP IV, LLC (the "Sponsor") acquired pursuant to a subscription agreement dated as of January 7, 2021 by and between the Sponsor and the registrant. Gary A. Simanson, the President and Chief Executive Officer of the registrant, is the managing member of the Sponsor. Mr. Simanson has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. These shares include an aggregate of 843,750 shares that are subject to forfeiture to the extent that the underwriter's do not exercise their overallotment option in connection with the registrant's initial public offering in full.
F3 Mr. Simanson may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor, as its managing member. Mr. Simanson disclaims beneficial ownership of the common stock held by the Sponsor other than to the extent of his pecuniary interest in such shares.