Lee McCarthy - Jun 22, 2021 Form 4 Insider Report for Aeluma, Inc. (ALMU)

Role: CFO, COO, Director, 10%+ Owner
Signature: /s/ Lee McCarthy
Stock symbol: ALMU
Transactions as of: Jun 22, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/25/2021, 02:40 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALMU	Common Stock	Other	$0	+1.63M		$0.00	1.63M	Jun 22, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc.

Content

In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc.