Lee McCarthy - 22 Jun 2021 Form 4 Insider Report for Aeluma, Inc. (ALMU)

Reporting relationship: CFO, COO, Director, 10%+ Owner
Issuer ticker: ALMU
Reported as of: 22 Jun 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 25 Jun 2021, 14:40:55 UTC
Source filing: View source filing
Reporting owner signature: /s/ Lee McCarthy

Key filing fact

Lee McCarthy filed Form 4 for Aeluma, Inc. (ALMU) on 25 Jun 2021.

Key facts

This page summarizes Lee McCarthy's Form 4 filing for Aeluma, Inc. (ALMU).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 25 Jun 2021, 14:40.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALMU transaction

Common Stock

Other

Transaction value: $0
Shares: +1,626,995
Change %
Price: $0.000000
Shares after: 1,626,995
Date: 22 Jun 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc.