Cohen Sponsor Interests VI, LLC - 23 Jun 2021 Form 3 Insider Report for FINTECH ACQUISITION CORP VI

Role
10%+ Owner
Signature
/s/ Daniel G. Cohen, President of FinTech Masala, LLC, sole member of Cohen Sponsor Interests VI, LLC
Issuer symbol
N/A
Transactions as of
23 Jun 2021
Net transactions value
$0
Form type
3
Filing time
23 Jun 2021, 21:19:39 UTC
Next filing
30 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FTVI Class A Common Stock 580,000 23 Jun 2021 By FinTech Investor Holdings VI, LLC F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FTVI Class B Common Stock 23 Jun 2021 Class A Common Stock 2,420,000 By FinTech Investor Holdings VI, LLC F2, F6
holding FTVI Warrants 23 Jun 2021 Class A Common Stock 145,000 $11.50 By FinTech Investor Holdings VI, LLC F3, F4, F5, F6
holding FTVI Class B Common Stock 23 Jun 2021 Class A Common Stock 6,243,333 By FinTech Masala Advisors VI, LLC F2, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares underlie 580,000 units of the issuer that FinTech Investor Holdings VI, LLC has irrevocably committed to purchase.
F2 The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
F3 The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
F4 The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding common stock or the issuer's liquidation.
F5 These warrants underlie 580,000 units of the issuer that FinTech Investor Holdings VI, LLC has irrevocably committed to purchase.
F6 These shares are held directly by the issuer's sponsors, FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC, each of which is managed by Cohen Sponsor Interests VI, LLC. FinTech Masala, LLC is the sole member of Cohen Sponsor Interests VI, LLC. FinTech Masala Holdings, LLC is the sole member of FinTech Masala, LLC. As a result, each of Cohen Sponsor Interests VI, LLC, FinTech Masala, LLC and FinTech Masala Holdings, LLC shares voting and investment power over the issuer's shares held directly by FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC.
F7 These shares represent Class B common stock held by the reporting person acquired pursuant to a securities assignment agreement by and between the reporting person and FinTech Investor Holdings VI, LLC. The shares of Class B common stock owned by the reporting person include up to 1,100,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option.