Rice Acquisition Sponsor II LLC - 15 Jun 2021 Form 3 Insider Report for Rice Acquisition Corp. II (NPWR)

Role
10%+ Owner
Signature
/s/ James Wilmot Rogers, as Attorney-in-Fact
Issuer symbol
NPWR
Transactions as of
15 Jun 2021
Net transactions value
$0
Form type
3
Filing time
15 Jun 2021, 21:05:40 UTC
Next filing
12 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NPWR Class A ordinary shares 2,500 15 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NPWR Class A Units of Rice Acquisition Holdings II LLC 15 Jun 2021 Class A ordinary shares 100 Direct F1
holding NPWR Class B Units of Rice Acquisition Holdings II LLC 15 Jun 2021 Class A ordinary shares 8,534,900 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 For each Class A or Class B Unit of Rice Acquisition Holdings II LLC ("Opco"), the Reporting Person owns a corresponding Class B ordinary share of the Issuer. In connection with the Issuer's initial business combination, the Class B Units of Opco are expected to convert into Class A Units of Opco on a one-for-one basis, subject to adjustment. The Class A Units of Opco (together with the corresponding Class B ordinary shares of the Issuer) will be exchangeable into cash or Class A ordinary shares of the Issuer after the time of the Issuer's initial business combination on a one-for-one basis and have no expiration date.
F2 Includes 1,127,500 Class A ordinary shares of the Issuer underlying the 1,127,500 Class B Units of Opco that are subject to forfeiture if the underwriters of the Issuer's initial public offering of units do not exercise their over-allotment option in full.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney