James H. Lytal - Jun 15, 2021 Form 3 Insider Report for Rice Acquisition Corp. II (NPWR)

Role
Director
Signature
/s/ James Wilmot Rogers, as Attorney-in-Fact
Stock symbol
NPWR
Transactions as of
Jun 15, 2021
Transactions value $
$0
Form type
3
Date filed
6/15/2021, 04:27 PM
Next filing
Jan 31, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NPWR Class B Units of Rice Acquisition Holdings II LLC Jun 15, 2021 Class A ordinary shares 30K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 For each Class B Unit of Rice Acquisition Holdings II LLC ("Opco"), the Reporting Person owns a corresponding Class B ordinary share of the Issuer. In connection with the Issuer's initial business combination, the Class B Units of Opco will convert into Class A Units of Opco on a one-for-one basis, subject to adjustment. The Class A Units of Opco (together with the corresponding Class B ordinary shares of the Issuer) will be exchangeable into cash or Class A ordinary shares of the Issuer after the time of the Issuer's initial business combination on a one-for-one basis and have no expiration date.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney