JONATHAN E. ROTHSCHILD - 03 Jun 2021 Form 4 Insider Report for IMMUCELL CORP /DE/ (ICCC)

Role
Director
Signature
/s/ Michael F Brigham Attorney-in-Fact
Issuer symbol
ICCC
Transactions as of
03 Jun 2021
Net transactions value
-$78,973
Form type
4
Filing time
07 Jun 2021, 13:48:30 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICCC Common Stock, par value $0.10 per share Award $27,223 +3,845 +0.75% $7.08 514,003 03 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICCC Incentive Stock Options (Right to buy) Disposed to Issuer $106,196 -11,155 -100% $9.52 0 03 Jun 2021 Common Stock 11,155 $9.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These holdings include 226,416 shares of common stock held by Arterio, Inc., a corporation owned solely by Mr. Rothschild