Jonathan E. Rothschild - Jun 3, 2021 Form 4 Insider Report for IMMUCELL CORP /DE/ (ICCC)

Role
Director
Signature
/s/ Michael F Brigham Attorney-in-Fact
Stock symbol
ICCC
Transactions as of
Jun 3, 2021
Transactions value $
-$78,973
Form type
4
Date filed
6/7/2021, 01:48 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICCC Common Stock, par value $0.10 per share Award $27.2K +3.85K +0.75% $7.08 514K Jun 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICCC Incentive Stock Options (Right to buy) Disposed to Issuer -$106K -11.2K -100% $9.52 0 Jun 3, 2021 Common Stock 11.2K $9.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These holdings include 226,416 shares of common stock held by Arterio, Inc., a corporation owned solely by Mr. Rothschild