Howard Weitzman - 28 May 2021 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Issuer symbol
RILY
Transactions as of
28 May 2021
Net transactions value
-$1,146,501
Form type
4
Filing time
02 Jun 2021, 18:05:42 UTC
Previous filing
26 May 2021
Next filing
29 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +2,746 +6.2% $0.000000 47,144 28 May 2021 Direct F1
transaction RILY Common Stock Sale $810,466 -10,973 -23% $73.86 36,171 28 May 2021 Direct
transaction RILY Common Stock Sale $336,035 -4,530 -13% $74.18 31,641 02 Jun 2021 Direct
holding RILY Common Stock 7,500 28 May 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024.
F2 Held by self-directed 401(k) Plan.