Howard Weitzman - May 28, 2021 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Stock symbol
RILY
Transactions as of
May 28, 2021
Transactions value $
-$1,146,501
Form type
4
Date filed
6/2/2021, 06:05 PM
Previous filing
May 26, 2021
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +2.75K +6.18% $0.00 47.1K May 28, 2021 Direct F1
transaction RILY Common Stock Sale -$810K -11K -23.28% $73.86 36.2K May 28, 2021 Direct
transaction RILY Common Stock Sale -$336K -4.53K -12.52% $74.18 31.6K Jun 2, 2021 Direct
holding RILY Common Stock 7.5K May 28, 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024.
F2 Held by self-directed 401(k) Plan.