Kenneth M. Young - 28 May 2021 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
President
Signature
/s/ Kenneth M. Young
Issuer symbol
RILY
Transactions as of
28 May 2021
Net transactions value
$0
Form type
4
Filing time
02 Jun 2021, 16:32:11 UTC
Previous filing
26 May 2021
Next filing
17 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +22,048 +17% $0.000000 153,745 28 May 2021 Direct F1
holding RILY Common Stock 16,100 28 May 2021 See Note F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024.
F2 Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.