Howard Dvorkin - Mar 31, 2019 Form 4 Insider Report for FlexShopper, Inc. (FPAY)

Role
Director, 10%+ Owner
Signature
/s/ Howard Dvorkin by H. Russell Heiser Jr, as attorney-in-fact
Stock symbol
FPAY
Transactions as of
Mar 31, 2019
Transactions value $
$2,216,000
Form type
4
Date filed
6/1/2021, 05:26 PM
Next filing
Jul 26, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FPAY Warrants (right to buy) Award $50K +40K $1.25* 40K Mar 31, 2019 Common Stock 40K $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $50K +40K $1.25* 40K Apr 30, 2019 Common Stock 40K $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $50K +40K $1.25* 40K May 31, 2019 Common Stock 40K $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $50K +40K $1.25* 40K Jun 30, 2019 Common Stock 40K $1.25 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $70.4K +40K $1.76* 40K Jul 31, 2019 Common Stock 40K $1.76 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $80K +40K $2.00* 40K Aug 31, 2019 Common Stock 40K $2.00 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $67.6K +40K $1.69 40K Sep 30, 2019 Common Stock 40K $1.69 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $61.6K +40K $1.54 40K Oct 31, 2019 Common Stock 40K $1.54 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $80.4K +40K $2.01 40K Nov 30, 2019 Common Stock 40K $2.01 See footnote F1, F2
transaction FPAY Warrants (right to buy) Other -$19.6K -10K -25% $1.96 30K Nov 30, 2019 Common Stock 10K $1.96 See footnote F2, F3
transaction FPAY Warrants (right to buy) Award $111K +40K $2.78 40K Dec 31, 2019 Common Stock 40K $2.78 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $101K +40K $2.53 40K Jan 31, 2020 Common Stock 40K $2.53 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $117K +40K $2.93 40K Feb 29, 2020 Common Stock 40K $2.93 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $56K +40K $1.40 40K Mar 31, 2020 Common Stock 40K $1.40 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $53.6K +40K $1.34 40K Apr 30, 2020 Common Stock 40K $1.34 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $69.6K +40K $1.74 40K May 31, 2020 Common Stock 40K $1.74 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $76.4K +40K $1.91 40K Jun 30, 2020 Common Stock 40K $1.91 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $64.8K +40K $1.62 40K Jul 31, 2020 Common Stock 40K $1.62 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $98K +40K $2.45 40K Aug 31, 2020 Common Stock 40K $2.45 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $78K +40K $1.95 40K Sep 30, 2020 Common Stock 40K $1.95 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $67.2K +40K $1.68 40K Oct 31, 2020 Common Stock 40K $1.68 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $83.2K +40K $2.08 40K Nov 30, 2020 Common Stock 40K $2.08 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $103K +40K $2.57 40K Dec 31, 2020 Common Stock 40K $2.57 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $124K +40K $3.09 40K Jan 31, 2021 Common Stock 40K $3.09 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $127K +40K $3.17 40K Feb 28, 2021 Common Stock 40K $3.17 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $116K +40K $2.89 40K Mar 31, 2021 Common Stock 40K $2.89 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $112K +40K $2.79 40K Apr 30, 2021 Common Stock 40K $2.79 See footnote F1, F2
transaction FPAY Warrants (right to buy) Award $119K +40K $2.97 40K May 31, 2021 Common Stock 40K $2.97 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded pursuant to that certain Consulting Agreement, dated February 19, 2019, by and between the Issuer and XLR8 Capital Partners, LLC, as amended on August 30, 2020.
F2 Held by PITA Holdings, LLC ("PITA"). The manager of PITA is Beta Investment Group, Inc., of which the reporting person is the President. The reporting person disclaims beneficial ownership of the securities of the Issuer held of record by PITA except to the extent of his pecuniary interest therein.
F3 Consists of warrants owned by PITA which were assigned without consideration to unrelated parties.